UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Performance Unit | 03/31/2017(1) | (1) | Common Stock | 2,609 (1) | $ 0 | D | |
Performance Unit | 03/31/2017(5) | (5) | Common Stock | 5,218 (5) | $ 0 | D | |
Restricted Stock Unit | (2) | (2) | Common Stock | 1,334 | $ 0 | D | |
Restricted Stock Unit | (3) | (3) | Common Stock | 1,367 | $ 0 | D | |
Restricted Stock Unit | (4) | (4) | Common Stock | 2,609 | $ 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
DeMartino Geoffrey 100 THERMON DRIVE SAN MARCOS, TX 78666 |
SVP Global Corp Development |
/s/ Geoffrey DeMartino by Gen Li as attorney-in-fact | 04/10/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On July 31, 2014, the reporting person was granted a performance unit award which will vest on March 31, 2017. The number of shares reflected in this filing represents the Target Award. The actual number of shares that may vest will depend on the Issuer's total shareholder return performance relative to an index and ranges from 0% below Target performance, 100% at Target performance and 200% at Maximum performance. |
(2) | August 19, 2013, the reporting person was granted a restricted stock unit award; the remaining portion of the award will vest in equal annual installments on August 19, 2015 and 2016. |
(3) | On July 31, 2014, the reporting person was granted a restricted stock unit award, which will vest in equal annual installments on July 31, 2015, 2016 and 2017. |
(4) | On September 9, 2014, the reporting person was granted a restricted stock unit award, which will vest in equal annual installments on September 9, 2015, 2016 and 2017. |
(5) | On September 9, 2014, the reporting person was granted a performance unit award which will vest on March 31, 2017. The number of shares reflected in this filing represents the Target Award. The actual number of shares that may vest will depend on the Issuer's total shareholder return performance relative to an index and ranges from 0% below Target performance, 100% at Target performance and 200% at Maximum performance. |