UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
HENNESSY DANIEL J 10 SOUTH WACKER DRIVE CHICAGO, IL 60606 |
X | X |
/s/ Daniel J. Hennessy by Sarah Alexander as attorney-in-fact pursuant to attached Power of Attorney | 05/04/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Mr. Hennessy is a member of the Investment Committee of CHS Capital LLC, which is the general partner of CHS Management V, LP, which is the general partner of CHS Private Equity V LP. Mr. Hennessy disclaims beneficial ownership of the securities except to the extent of a pecuniary interest therein. |
(2) | Mr. Hennessy is a member of the Investment Committee of CHS Capital, LLC, which is the managing partner of CHS Associates V. Mr. Hennessy disclaims beneficial ownership of the securities except to the extent of a pecuniary interest therein. |