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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Crown Investment Series LLC-Series 4 222 N. LASALLE STREET CHICAGO, IL 60601 |
10% group member | |||
Star Investment Series LLC-Series 1 222 N. LASALLE STREET CHICAGO, IL 60601 |
10% group member | |||
STAR JAMES A 222 N. LASALLE STREET CHICAGO, IL 60601 |
10% group member |
Crown Investment Series LLC-Series 4, By: Longview Asset Management LLC, its Manager, By: /s/ James A. Star, President | 05/10/2011 | |
**Signature of Reporting Person | Date | |
Star Investment Series LLC-Series 1, By: /s/ James A. Star, its Manager | 05/10/2011 | |
**Signature of Reporting Person | Date | |
/s/ James A. Star | 05/10/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares held by Crown Investment Series LLC-Series 4 ("Crown"). Longview Asset Mangement LLC ("Longview") is the manager of Crown and holds voting and investment power over the shares of stock held by Crown. James A. Star is the President of Longview. Each of Mr. Star and Longview disclaims beneficial ownership of the shares of the Issuer held by Crown, except to the extent of a pecuniary interest therein. |
(2) | Shares held directly by Star Investment Series LLC-Series 1 ("Star Investment") and indirectly by James A. Star who exercises sole voting and dispositive powers with respect to the shares of the Issuer held by Star Investment. |